Published with a kind permission of Boris Kapustin. See the original at http://www.msses.ru/win/research/texts/kapustin.html
RUSSIA AS A POST-MODERN COUNTRY
Boris Kapustin
Visiting Professor
Program in Ethics, Politics, and Economics,
Yale University
The August 1998 financial crash and its aftermath shattered all conventional
schemes for explaining Russian post-communism. The latter can hardly be
viewed any longer as an instance of “modernization” or “transition” (however
hazardous) from something blameworthy or undeveloped to something laudable
or mature. The August crisis revealed that policies and strategies based
on the idea of “transition” have not worked. Or, better perhaps, they “worked”,
but brought about the results opposite to those they were expected to yield.
“What went wrong in Russia?” - this is the popular question these days;
it expresses a new awareness of Russia’s “times of trouble”.
But this question does not provide a sufficiently radical departure
from the modernization/transition schemes. It still suggests that there
is a right course of development, which should be followed, all current
deviations from it notwithstanding. I want to oppose to this question and
to all it implies politically another question, namely, “What is happening
after the disintegration of Soviet modernity?” The latter question switches
our attention from the laws of history to actual historical events and
from uniformity to diversity - from the anticipation of some single Modernity
to the analysis of multiple modernities. I want to look at Russian post-communism
as a version of post-modernity - since it was brought about by the
collapse of a distinctive version of modernity known as “Soviet Communism”.
The emergence of a post-modern condition should not be understood as
“an advance over the modern one” (Zygmunt Bauman). Were it so, the logic
of progress would be preserved, thus making the appearance of post-modernity
as something genuinely different from modernity impossible. This is important
to keep in mind if we are to understand Russian post-modernity, which represents
an astonishing regression in comparison with both its Soviet past and all
internationally accepted standards of modern life. But this certainly cannot
disqualify Russian post-communism as a post-modern condition.
Post-modernity can be interpreted benevolently as modernity turned reflectively
to its own foundations and (presumably) capable of transforming them. Perhaps
this mode of (self-) transformation is actually or, some time in the future,
may be exemplified in certain contemporary societies. However, Soviet modernity
belongs to a different type. It has exhibited little capacity for self-reflection,
and its conversion into post-modernity occurred in a different way. Soviet
modernity slid into its post-modern condition through a series of events
that had very little, or nothing at all, to do with those modes of transformation
familiar to us from modern history - revolutions from below, reforms from
above, wars of national liberation, conquests by foreign powers, and so
on. None of these events took place. When something like them seemed to
happen, like Gorbachev’s reforms from above, known as perestroika, it turned
out to be a shocking failure.
Probably the most appropriate metaphor to capture the nature of the
Soviet slide into post-modernity is Jean Baudrillard’s “implosion”. The
modern institutional structures that “implode”, that is, explode inwardly,
are more likely to lose their meaning than to collapse physically, although
the latter may happen as well. Quite often the institutions simply become
“unfamiliar” both to their staff and to outsiders and are no longer recognized
by them. Institutional practices begin to parody themselves and then this
parody turns into the actual mode of their continued existence.
The crucial cases of “implosion” mark the slide of Russia into
post-modernity. The so-called August 1991 putsch turned the repressive
organs of “the most ruthless regime”, as Soviet totalitarianism was widely
known, into the jovial participants in a fantastic carnival that seemed
to be masterminded by Mikhail Bakhtin rather than by the actual members
of the grotesque junta. The dissolution of the “evil empire” is another
example of the same kind. First, those who were reluctant to leave the
empire (like the former Central Asian republics) had to be “forced to be
free” and then those who yearned for independence (Chechnya) had to be
repressed. Forcing to leave and forcing to stay do not represent two sides
of an incomprehensible paradox. In fact, they are equally legitimate manifestations
of the “imploded” power of the Center that produces agony and convulsions
of the (former?) Periphery.
Another feat of “imploding” and parodying was provided by the sweeping
voucher de-nationalization of the Soviet state-owned property. Officially
this operation was meant to put into practice Mrs. Thatcher’s utopia of
a “society of proprietors” and to boost economic efficiency. Needless to
say, neither of these objectives was achieved by this swindle of incredible
proportions. National labor productivity, the key indicator of economic
efficiency, fell in comparison with the Soviet past by more than one-third,
and the last hope for the emergence of a “society of proprietors” was irredeemably
destroyed by the August crash.
Parodies and “implosions” can be brutally oppressive. This is how they
are experienced whenever they are inescapably actual, whenever they are
not limited, as in the contemporary West, to the realm of sensibility and
to “a generation for whom scarcity seems remote, a generation preoccupied
with liberty rather than necessity” (Pauline Rosenau). When post-modernity
is real, or is the dominant component of reality, it is hardly compatible
with liberty, but only with the licentiousness of those who are suitably
positioned in the macabre carnival and the exploitation and impoverishment
of everyone else.
The slide into post-modernity means the collapse of modern life. What
emerges instead is a world of simulacra, of free-floating signifiers detached
from what they once signified. This is exactly what has happened in Russia
in most domains of its national life.
Take, for example, the domain of politics and such a pivotal simulacrum
as the Russian Federation. To begin with, the Federation has no (legal)
reality whatsoever. Its supreme legislative body by a vote of 250 to 98
on March 15, 1996, renounced the earlier abrogation of the treaty that
established the USSR, thus proclaiming that the USSR still exists and that
Russia is an illegitimate state. However, this did not and does not bother
its citizens since neither the “new Russia” nor such a pillar of democracy
as the Russian parliament is taken seriously. Can people have any other
attitude toward a parliament that adopts laws that blatantly contradict
the federal constitution? Can they regard with respect a state whose sovereignty
and independence are mocked by the existence of other sovereign and independent
states on its territory (Chechnya is not the only example of such paradoxes)?
Was not the importance of the constitution undermined by the president
himself who sponsored the conclusion of the dubious “Federal Treaty” meant
to be the foundational document of the federal state? Was not this treaty
devalued later in its turn by forty “exclusive treaties” concluded separately
between the Kremlin and different regions of the country? So what is the
Russian Federation after all this but a free-floating signifier detached
from whatever is associated in modernity with a state, sovereign or any
other?
Consider the economy and the “market-oriented reforms” as another example
of the collapse of (modern) life. According to the president, these reforms
have been carried out unceasingly for nearly a decade. The infrastructure
of the market including such key institutions as private property in capital
goods, commercial banking, convertibility of national currency, unregulated
trade in most of articles of public and private consumption, and so on,
have been practically completed. This was confirmed internationally by
the removal of Russia from the black list of nations with non-market economies
(July 1998). Yet with all these achievements, two-thirds of total
national production continues to be realized outside the sphere of money
circulation. 73 percent of all transactions that take place in the sector
of real economy are held on the basis of barter both because of unreliability
of market institutions and desirability to hide revenues and basic assets
from criminal extortions. The most primitive forms of subsistence economy
have been revived and flourish all over the country, serving as a source
of survival for at least 42 million people, 29 percent of the population,
who find themselves beneath the official poverty line.
It is not enough to say that “market-oriented reforms” actually shrank
the monetarized economy and expanded modes of production that are conventionally
identified as “pre-modern”, “pre-capitalist”, or “archaic”. These “reforms”
also undermined such a critical cornerstone of capitalism as wage labor.
What is known in Russia as “arrears on wages” means, in fact, that wage
labor has to a very large extent been replaced by corvee or serf labor.
This phenomenon contributed importantly to the single most impressive result
of the “market-oriented reforms” - the drop in the proportion of
wages to GDP from 49 percent in 1990 to 18-20 percent in 1998. The drop
continued at a faster pace after the August financial crash. From January
1998 to January 1999 national production went down by 4.5 percent, whereas
the average real wage plummeted by 40 percent. During 1999 real incomes
probably fell further by 15-18 percent - this time despite a modest
growth of industrial output.
It would be optimistic and naive, however, to think that the rhetoric
of “market-oriented reforms” disseminated by “democratic reformers” and
accepted by communists as a reality they pretend to struggle against, is
just a whirlpool of signifiers referring to nothing real. If we understand
reality as the result of the social processes accepted as normal in a specific
context, then we can grasp how “market-oriented” rhetoric, although mirroring
nothing, helps to shape and sustain the post-modern reality of Russia.
First of all, despite its intellectual poverty, it has proven its efficiency
as a method of deconstructing all alternatives available in Russia so far.
The elimination of alternatives reproduces one of the crucial dimensions
of the (Russian) post-modern condition, namely, the closure of the future
and of history. Nothing is available any longer but the present which,
it goes without saying, has to be “improved”. The mood stemming from the
elimination of alternatives is widespread enough in Russia to have secured
Yeltsin’s re-election in 1996, and this after the catastrophic war in Chechnya
and after his conspicuous failure to keep any of the promises he made in
1990-91 and later. This mood was brilliantly, although involuntarily, evoked
by Martin Malia in the conclusion to one of his recent articles: “The only
possible policy has been tried, and it didn’t work, or at least didn’t
work in the way anticipated. <...> At the same time...it is clear that
someday, in some form, Russia will have to resume active marketization
and privatization” (Journal of Democracy, April 1999, p.p. 45-46). According
to one nation-wide poll, 34 percent of Yeltsin’s supporters said that they
could not “adapt themselves to the new life”. Still, they did support his
“course of reforms” because they “rejected the possibility of going backwards”
and no other alternatives except this unacceptable one were visible. These
people decided the outcome of the struggle in 1996!
Secondly, “market-oriented” rhetoric has shaped and circumscribed the
political and ideological reaction of the opposition, rendering it impotent.
Today communists and other opponents of the government focus only on the
pace, scope and “grounds” of privatization, on the forms of the division
of power, on social rights vis-a-vis civil and political rights, on the
structure of the Federation, and on the problems of CIS. It never struck
the leaders of the opposition that discussing all these matters is meaningless
inasmuch as the subjects of these discussions, private property, political
power, social and other rights, Federation, and so on, have already “imploded”.
The only way to change things is to escape from the post-modern condition,
to remove its basic prerequisites and constituents. Theoretically these
are well-known: the fusion of public and private, unbounded privatization
of individual concerns, the collapse of political representation, the “death
of the subject” resulting in subjectless individualism. All this, however,
has been completely overlooked by the communists and the other major opponents
of the “democratic reformers”, partly because of their vulgar Marxist intellectual
background, which made them insensitive to the issues of this kind, and
partly because their own constituency embraces individuals who are more
thoroughly privatized than the rank and file of Yeltsin’s camp. After all,
opinion polls indicate that among the supporters of the communist leader
Gennadii Zyuganov, 60 percent believe material well-being to be of supreme
importance, whereas political liberty is thought to be less valuable. Among
Yeltsin’s supporters only 30 percent share this opinion.
But the incapacity of the opposition to put forward a political agenda
focused on de-post-modernizing the country should also be attributed to
the unprecedented novelty of the problem. Never and nowhere but in Russia
has the task of de-post-modernization emerged so far as the sine qua non
of national survival. Never and nowhere has the potential for anger created
by the appalling degradation of national life been so efficiently defused
as it has been in Russia. Observers should be perplexed by Russia’s amazing
political tranquility in circumstances that would bring explosion to any
modern nation. What can the opposition do if people are reluctant to protest
after their average real wage has been reduced to eighty dollars a month?
Massive popular protests have not been brought either by declining life
expectancy, by dramatic degradation of national health care, social security
and education, by apparent defenselessness of the country (of the 1.2 million
members of the Russian armed forces, less than 100,000 are combat ready),
by shortages of electricity and hot water, by rampant crime. Only 3 percent
of the adult population of the country took part in any kind of strike
in 1996-98; only 6 percent can imagine themselves participating in politically
oriented actions; and only a negligible minority of this small group did
in fact participate. At the same time, only 8 percent of the nation believes
that the course of reform serves “the interests of the majority”.
If all these familiar modern causes of unrest and all the methods of
political mobilization based on them don’t seem to operate in the post-modern
condition, what can be said about post-modern politics? Its central elements
- “ironic detachment”, fluid coalitions and temporary issue-oriented
alliances, ideological pastiche, the affirmation of local customs and practices
at the expense of vast projects, and so on - serve in Russia to reproduce
post-modernity rather than to resist it. “Ironic detachment”, for example,
is exactly what characterizes political attitudes of those 70-80 percent
of voters who systematically ignore the local elections that have been
taking place in different regions of the country since 1996. Irony proves
to be good for nothing, its only practical result being the consolidation
of power by local autocrats. Like most post-modernists, these autocrats
wish to abandon the universal (federal law) and are strongly in favor of
local customs and practices ranging from polygamy in this region to the
Soviet-style collectivism in that one, which serve to justify the cliques
and clans they patronize. As for the fluidity of coalitions, it is not
easy to find in Russia coalitions that are not fluid. The Communist party
is one of very few exceptions. But this party is still strikingly post-modern
in other respects, for example, in its ideology, which is a wonderful pastiche
of Leninism, Russian Orthodox piety, liberal parliamentarism, and visionary
“post-industrialism” reminiscent of the nearly forgotten writings of those
whom the ideological guardians of the party used to call “bourgeois sociologists”.
Post-modern politics may have some critical edge when it confronts the
still predominantly modern reality of the West. After all, despite the
proliferation of all kinds of “post” hardly anybody speaks seriously about
the “implosion” of capitalism, or CIA, or NATO... Post-modern politics
loses its critical edge completely, however, when it finds itself in the
real environment of post-modernity. Perhaps, the single most important
difference between Russia and the West is (following Craig Calhoun) that
in the West modernity is still so diverse that what is called post-modernity
is really a subtype of the modern, whereas for Russia the opposite is true.
If this is right, several conclusions follow. Some of them are negative,
pointing to what cannot happen in Russia as long as its post-modernity
prevails. Some are positive, addressing in a tentative way the question
of what can be done to liberate Russia from post-modernity.
The negative conclusions are as follows.
The spontaneous development of Russia will never be able to transform
its present criminal capitalism into a productive capitalism. In Russia,
capitalism turned out to be a product of post-modernity rather than modernity.
This is why it manifests irresponsibility, contempt for universal law and
morality, and a loss of “productivist” orientation. If we compare it with
what still prevails in the West, we will find a difference in types of
capitalism rather than in stages of evolution of one and the same entity.
These differences will not disappear spontaneously. They cannot be removed
except by a political will realized in concrete revolutionary actions.
Procedural democracy, even if brought to formal perfection, cannot by
itself produce or facilitate the radical changes that Russia needs. The
“outputs” of procedural democracy will not be substantially different from
its “inputs”. If the inputs consist of “ironic detachment”, apathy, corruption,
and frustration, then no other outputs can be expected than the forms that
political power takes in Russia today. But what passes for power in Russia
today (i.e. “imploded power”) is first of all impotence in everything that
is necessary for the functioning of the state and, second, a kind of Foucauldian
omnipresence that seduces, cripples, and tarnishes all independent initiatives,
all forms of autonomous life. Unless the electorate re-establishes itself
as a “people” - as it managed to do in 1989-1991 - unless the capacity
for political action beyond voting is regained, elections in Russia will
have little significance except for the personal careers of the members
of the political class. I think this will prove to be true for the 1999
parliamentary and for the 2000 presidential elections.
No matter how long the turmoil in Russia lasts no return to communism
can occur. By the same token, all other alternatives to the present condition
do not look practicable in the foreseeable future. This has little to do
with the laws of history or the imperatives of modernization, but much
to do with the absence of political subjects capable of willing such alternatives
(the difference between “willing” and “longing for” should not be neglected).
The dilemma “democrats or communists” has long since become obsolete. Both
these forces complement one another as perpetuators of Russian post-modernity.
What is tragic about Russia is that forces that make for modernity are
either missing from its political arena or too weak to shape its history.
What can be done in order to make Russia less inhospitable to change?
Here we come to my tentative positive conclusions.
The cultural-ideological battle against the closure of the future has
to be joined. It must be demonstrated that possibility did not disappear
from history after the collapse of Soviet Communism, that there really
are alternatives to “the only possible policy” of Yeltsin’s regime, and
that these are worth struggling for. This means as well that the dilemma
“market or non-market” is intellectually shallow and politically harmful;
it has to be replaced by the problem of choosing politically among different
types of capitalism and different modes of linkage to other spheres of
society.
Every occasion, however insignificant, should be used to practice resistance
to Russian post-modernity. To defend a neighborhood park from being turned
into a construction site for the villas of the nouveaux riches, even if
the chances of success are slim, is a good example of such an occasion.
To insist that exposed corrupt officials be ousted, even though they are
likely to be replaced by no less corrupt colleagues, is another. At the
present juncture, the aggregation of social forces and the experience of
collective resistance are more important than the achievement of immediate
material results. For the aggregation and experience might eventually produce
what some sociologists call the “return of the actor”.
This development might also generate new interest in the practice of
civil disobedience. At the moment it may be premature to discuss this possibility
in greater detail. Nonetheless, I want to conclude by suggesting that in
the context of post-modernity civil disobedience is likely to have several
distinctive characteristics. Today in Russia disobedience in the forms
of contempt for, or evasion of, the law, has become nearly universal. And
so civil disobedience, in the first place, represents a defiance of the
general mode of uncivil disobedience that is now the true modus operandi
of the post-modern condition. In the second place, and even more importantly,
civil disobedience is a way of fighting for a new social and political
order – one that we can rightly call just and rational, therefore, legitimate
and post-post-modern.
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